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Legal & Compliance (Johannesburg)

Legal Compliance

Banking / Merchant banking (130)
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Legal & Compliance (19)

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Johannesburg (011) 550 5500
Note: These ADS are updated once a week.

Last updated: 20 May 2013



Legal

LEGAL AND COMPLIANCE EXECUTIVE
Seeking an Admitted Attorney with 10 years or more of professional experience in infrastructure project development, financing and execution gained primarily within a corporate house or a leading law firm focused on project development/financing/execution, particularly within the residential real estate industry. Experience in drafting, negotiating and interpretation of legal documentation in project finance environment involving use of third party contractors and funding providers with use of appropriate risk management techniques. Deep knowledge of infrastructure/development finance and PPP principles and their application in the South African context. Prior work in large residential property projects is a positive. Further competencies in banking and property laws, knowledge of PFMA and knowledge of South African Security and Commercial Law At corporate level lead, develop, implement and administer legal and compliance management across the business, protecting against risks related to legal or regulatory sanctions, material financial loss, and any loss of reputation that the organization might suffer due to non-compliance with laws, rules, or regulations. Projects and contract management: Manage various legal aspects of projects being undertaken by GPF including projects already funded and those under consideration/development. Working closely with the CIO and the project team manage and advise on negotiations of project terms, ensure compliance with contractual conditions and deal with various day-to-day legal matters involved in projects and ensure smooth and successful project execution and operations.

nicole@premier.co.za Ref. 037

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LEGAL ADVISOR
Legal Advisors with experience in the Investment space and exposure to Asset Management, Fund Management, LISP Platforms and Stockbroking as well as both retail and institutional experience. Must be an admitted attorney with strong drafting, legal and advisory experience. EE only

nicole@premier.co.za Ref. 037

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LEGAL COUNSEL – SECURITIES SERVICES
Senior appointment in international bank for Attorney with 5 years experience in Securities services ( namely CIS, securities lending, custody and clearing) and general banking. Will provide full legal support for wholesale banking operations for SA and Africa jurisdictions. Strong negotiation and drafting skills essential. Salary commensurate with experience.

nikki@premier.co.za Ref. 002

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HEAD OF LEGAL AND REGULATORY COMPLIANCE
Leading Corporate seeks Head of Legal & Regulatory Compliance to manage a best practice framework for the Legal and Regulatory Compliance Function that fulfills a statutory, reporting and compliance risk management and legal risk mitigation function. Admitted Attorney essential with 5-8 years legal and compliance experience within banking or investments. Preference given to candidates from designated groups.

nmuskat@premier.co.za Ref. 036

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COMPANY SECRETARY
Leading Investment Bank seeks Company Secretary to ensure compliance with the requirements of the new Companies Act. Legal Degree essential with 6-8 years company secretarial experience. Financial industry and CIS advantageous. Preference given to candidates from designated groups.

nmuskat@premier.co.za Ref. 036

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LEGAL ADVISOR
Top Banking group seeks legal expert to assist deal making team with complex legal documentation and negotiations. Minimum 10 years post articles commercial law experience coupled with extensive drafting experience essential. AA appointment.

nikki@premier.co.za Ref. 002

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JUNIOR LEGAL ADVISOR
Leading Investment Bank seeks Legal Advisor to aid in the implementation of the Companies Act and provide general legal advice. Admitted attorney essential with 2 years’ post admission exposure. Knowledge of the Companies Act and King II Code is essential.

nmuskat@premier.co.za Ref. 036

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ASSISTANT COMPANY SECRETARY
Top Corporate seeks Assistant Company Secretary to provide assistance to the Chairperson and members of the critical decision making bodies and perform duties according to King III code and New Companies Act. CIS essential with 3 years experience as an Assistant Company Secretary.

nmuskat@premier.co.za Ref. 036

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SENIOR LEGAL ADVISOR
Top corporate seeks Senior Legal Advisor to effectively manage the functions & staff of the litigation, debt review & attorney management areas. Admitted Attorney with 3 years related experience. Must have working knowledge of all regulatory legislation & knowledge of High Court, Magistrate Court & Labour Court litigation. Preference given to candidates from designated groups.

nmuskat@premier.co.za Ref. 036

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LEGAL ADVISOR – TREASURY
Invest bank seeks Admitted Attorney to manage the legal function of the team by reviewing all documents, agreements & deal implementation from the legal perspective. A self-motivated candidate with strong attention to detail (a must-have). Knowledge of ISDA, ISMA & GMSLA essential.

nikki@premier.co.za Ref. 002

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DEPUTY COMPANY SECRETARY
Top company seeks Deputy Company Secretary to provide company secretarial services, guidance and advice on matters of corporate governance and ensure compliance with relevant stator and regulatory requirements. Legal Degree or Diploma from ICSA essential with 5 – 8 years experience.

nmuskat@premier.co.za Ref. 036

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Compliance

INVESTMENT COMPLIANCE SPECIALIST
Degreed individual sought by financial institution to perform investment governance function. Minimum 2 years investment compliance experience essential. Good understanding of applicable legislation a necessity.

lynne@premier.co.za Ref. 032

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SENIOR RISK MANAGER FINANCIAL CRIME
Global Banking group seeks degreed individual with minimum 8 years financial crime experience either in a Consulting firm or Financial Services Industry. Will be accountable for managing the financial crime operations unit for SA including anti money laundering, surveillance, sanctions, watch list management and investigations Senior appointment.

nikki@premier.co.za Ref. 002

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FINANCIAL CRIME COMPLIANCE
Relevant tertiary qualification with a minimum 5 years Financial Crime experience within a leading bank/ investment bank. Candidate will proactively anticipate and evaluate trends in financial crime, legislative and regulatory framework and emerging risks. Ideal candidate would have sound knowledge of both local and international AML legislation, regulations and guidelines.

nikki@premier.co.za Ref. 002

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COMPLIANCE OFFICER – FIXED INCOME
B. Com/ BA LLB to be appointed in specialist compliance role in Investment Bank. Ideal candidate would have a minimum of 5 years compliance experience within global markets with specific exposure to fixed income, derivatives or commodities. Will advise on structured solutions from a risk perspective. Knowledge of exchange control and strong relationships with the regulators essential. Senior appointment.

nikki@premier.co.za Ref. 002

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COMPLIANCE CORPORATE BANKING
B. Com/ Legal qualification to manage the compliance function for acquisition finance, structured finance and leveraged finance deals. Ideal candidate will have 5 years relevant regulatory/compliance experience within the lending area of a bank.

nikki@premier.co.za Ref. 002

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COMPLIANCE INVESTMENT BANKING
B. Com/ Legal qualification with previous compliance advisory experience.. Candidate will do compliance on all Investment Banking deals within top bank. Ideal candidate will have compliance experience within the corporate finance/ ECM or capital market space or be an admitted attorney in law firm where specialisation is Investment Banking.

nikki@premier.co.za Ref. 002

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COMPLIANCE SPECIALIST
Exciting opportunity available for a Compliance Specialist to monitor and report on effectiveness of compliance as well as assist with the identification, interpretation, assessment and classification of applicable regulatory requirements. Degree essential with 5 plus years experience within the financial industry. FAIS compliance essential. Preference given to candidates from designated groups.

nmuskat@premier.co.za Ref. 036

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VARIOUS COMPLIANCE SPECIALISTS
Leading investment bank seeks compliance specialists to provide compliance and assurance advisory around consumer protection, banking legislation and records and information focus. Degree essential with 3 plus years experience within the financial industry. Knowledge of data protection and TCF is advantageous.

nmuskat@premier.co.za Ref. 036

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PLEASE NOTE:

The following positions are based in South Africa, unless stated otherwise. Foreign nationals applying for positions within South Africa will require a valid South African work permit. For information regarding South African work permits refer to the South African Department of Home Affairs

website:www.dha.gov.za
(follow the scarce skills link), www.accurateimmigration.com (follow the South Africa link).




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